LAWRENCE K. KARLTON, Senior District Judge.
Plaintiff Bryan C. McIntire alleges that defendant Sunrise Specialty Co. infringed his toilet bowl design patent.
For the reasons that follow, the court concludes that under the applicable infringement and summary judgment standards, no reasonable juror could find infringement here. Plaintiff limited the scope of his patent to the drawings of the patent, and defendant's bowl does not embody those drawings. Accordingly, defendant's motion for summary judgment will be granted, and plaintiff's will be denied.
Thereafter, plaintiff McIntire sold toilet bowls embodying the design of the 'D254 Patent to defendant Sunrise. PSUF ¶¶ 12 & 13. Defendant Sunrise then sold those bowls to its customers. PSUF ¶ 13. Plaintiff also sold to defendant, however, bowls that did not include the beads around the rim, but that otherwise were the same as those embodying the 'D254 Patent. PSUF ¶ 13.
Robert Weinstein is the President of defendant Sunrise. Defendant Sunrise Specialty Company's Statement OF Uncontroverted Facts ("DSUF") (ECF No. 52) ¶ 1. In 2009, Weinstein showed plaintiff McIntire a toilet bowl that Weinstein said had been manufactured in China. Declaration of Plaintiff Bryan C. McIntire in Support of Motion for Summary Judgment (ECF No. 50-3) ("B. McIntire Decl.") ¶ 11.
Several months after these events, defendant stopped ordering bowls from plaintiff, with its last order being dated June 30, 2008. PSUF ¶¶ 20-21. The bowls from that last order were shipped to defendant on or about February 12, 2009.
This court has construed plaintiff's design patent as follows:
ECF No. 46 (claim construction). The patent drawings are attached to this Order as Exhibit A. The 'D254 Patent contains several design features which, in the court's determination, are integral to the overall design of the claimed patent, as discussed below. These features can be seen clearly from the patent drawings themselves.
The 'D254 Patent contains a prominent and distinctive row of beads that nearly encircles the bowl just beneath the rim, and ends just before the plumbing opening in the back. Complaint, Exh. A (ECF No. 1) ("'D254 Patent"); see DSUF ¶ 13. These beads, which sit atop and are highlighted by an underlining bar, are prominently displayed in six out of the seven patent drawings. See 'D254 Patent at 9-11 (Figs. 1-5, 7).
The claimed design includes a stepped-down, key-shaped pedestal, upon which the rest of the toilet bowl sits. 'D254 Patent; see DSUF ¶ 7. The stepped-down feature of the design is clearly depicted in five of the seven patent drawings. See 'D254 Patent at 9-10 (Figs.1-5).
The "throat" of the claimed design — the column that extends from the beads to the pedestal when the bowl is viewed head-on — contains an "Adam's Apple," a bulge that protrudes prominently from the top of the throat. 'D254 Patent; DSUF ¶ 8. The Adam's Apple is so prominent that it is visible beyond the rim of the toilet in five of the seven drawings, even when the rim or the pedestal hides the rest of the throat (in the "top plan view" or the "bottom plan view"). See 'D254 Patent at 9-11 (Figs. 1-3, 6 & 7);
The 'D254's throat itself has vertical sides (excluding its rounded top), when viewed head-on. 'D254 Patent. That is, when it is viewed head-on, there is no visible bulge in the throat and the sides are not angled. See 'D254 at 10 (Fig. 4). The throat is prominently depicted in four of the seven drawings, although its vertical sides can only be identified from the head-on view. See 'D254 at 9-10 (Figs.1-4).
The accused bowl is called the "Sunrise Bowl." DSUF ¶ 4. It is undisputed that Sunrise has sold these bowls to its customers, without plaintiff's consent. PSUF ¶ 22; Def. Resp. to PSUF ¶ 22. There are several undisputed design differences between the claimed design and the accused bowl. The accused bowl does not have beads on the rim on top of the bowl, as does the claimed design. DSUF ¶ 6. The accused bowl does not have a pedestal with a stepped descent, which the patented bowl does. DSUF ¶ 7. The Adam's Apple of the accused bowl's throat does not extend beyond the top circle of the bowl (when viewed from above), which the Adam's Apple of the patented bowl does. DSUF ¶ 8.
A design patent is infringed if "the patented design, or any colorable imitation thereof," is applied to "any article of manufacture for the purpose of sale." 35 U.S.C. § 289. Thus, "a design patent is infringed by the `unauthorized manufacture, use, or sale of the article embodying the patented design or any colorable imitation thereof.'" Arminak and Associates, Inc. v. Saint-Gobain Calmar, Inc., 501 F.3d 1314, 1319 (Fed.Cir.2007), cert. denied, 553 U.S. 1102, 128 S.Ct. 2906, 171 L.Ed.2d 858 (2008), quoting Goodyear Tire & Rubber Co. v. Hercules Tire & Rubber Co., 162 F.3d 1113, 1116-17 (Fed.Cir. 1998).
Obviously, the claimed design does not cover the universe of designs that remotely resemble it. Rather, as an initial matter, a design patentee limits the scope of his patent by including features that give the overall design a distinctive ornamental appearance. See Elmer v. ICC Fabricating, Inc., 67 F.3d 1571, 1577 (Fed. Cir.1995) (patentee included in its drawings certain features that gave the design "a distinct ornamental appearance," and "thus effectively limited the scope of its patent claim by including those features in it"). Thus, the initial step in any comparison of designs is a determination of whether the accused bowl is even within the limitation on scope that the patentee has imposed, through his patent drawings.
In making this comparison, the fact-finder puts itself into the place of an "ordinary observer." Hall, 705 F.3d at 1363. The "ordinary observer" is not an expert; he is an observer "of ordinary acuteness, bringing to the examination of the article upon which the design has been placed that degree of observation which men of ordinary intelligence give." Gorham Mfg. Co. v. White, 81 U.S. 511, 528, 14 Wall. 511, 20 L.Ed. 731 (1871); Arminak, 501 F.3d at 1324 (the "ordinary observer" is the purchaser of the item displaying the claimed design). However, he must not be too ordinary; rather he must be "familiar with the prior art designs." Richardson v. Stanley Works, Inc., 597 F.3d 1288, 1295 (Fed.Cir.2010).
The designs are "substantially similar" if, viewing the overall appearance of the designs, an "ordinary observer"
Egyptian Goddess, 543 F.3d at 683, quoting Gorham, 81 U.S. at 528;
Summary judgment is appropriate "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(a); Ricci v. DeStefano, 557 U.S. 557, 586, 129 S.Ct. 2658, 174 L.Ed.2d 490 (2009) (it is the movant's burden "to demonstrate that there is `no genuine issue as to any material fact' and
Consequently, "[s]ummary judgment must be denied" if the court "determines that a `genuine dispute as to [a] material fact' precludes immediate entry of judgment as a matter of law." Ortiz v. Jordan, 562 U.S. ___, 131 S.Ct. 884, 891, 178 L.Ed.2d 703 (2011), quoting Fed.R.Civ.P. 56(a); Comite de Jornaleros de Redondo Beach v. City of Redondo Beach, 657 F.3d 936 (9th Cir.2011) (en banc) (same), cert. denied, ___ U.S. ___, 132 S.Ct. 1566, 182 L.Ed.2d 168 (2012).
Under summary judgment practice, the moving party bears the initial responsibility of informing the district court of the basis for its motion, and "citing to particular parts of the materials in the record," Fed.R.Civ.P. 56(c)(1)(A), that show "that a fact cannot be ... disputed." Fed. R.Civ.P. 56(c)(1); Nursing Home Pension Fund, Local 144 v. Oracle Corp. (In re Oracle Corp. Securities Litigation), 627 F.3d 376, 387 (9th Cir.2010) ("The moving party initially bears the burden of proving the absence of a genuine issue of material fact"), citing Celotex v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986).
If the moving party meets its initial responsibility, the burden then shifts to the non-moving party to establish the existence of a genuine issue of material fact. Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 585-86, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986); Oracle Corp., 627 F.3d at 387 (where the moving party meets its burden, "the burden then shifts to the non-moving party to designate specific facts demonstrating the existence of genuine issues for trial"). In doing so, the non-moving party may not rely upon the denials of its pleadings, but must tender evidence of specific facts in the form of affidavits and/or other admissible materials in support of its contention that the dispute exists. Fed.R.Civ.P. 56(c)(1)(A).
"In evaluating the evidence to determine whether there is a genuine issue of fact," the court draws "all reasonable inferences supported by the evidence in favor of the non-moving party." Walls, 653 F.3d at 966. Because the court only considers inferences "supported by the evidence," it is the non-moving party's obligation to produce a factual predicate as a basis for such inferences. See Richards v. Neilsen Freight Lines, 810 F.2d 898, 902 (9th Cir. 1987). The opposing party "must do more than simply show that there is some metaphysical doubt as to the material facts.... Where the record taken as a whole could not lead a rational trier of fact to find for the nonmoving party, there is no `genuine issue for trial.'" Matsushita, 475 U.S. at 586-87, 106 S.Ct. 1348 (citations omitted).
At oral argument, plaintiff's counsel argued, for the first time, that Egyptian Goddess had changed the summary judgment standard for patent infringement cases. The court disagrees.
It is true that before Egyptian Goddess, the Federal Circuit applied the normal Rule 56(a) standard in design patent infringement cases where, as here, the question was whether the "ordinary observer" would confuse the design of the accused article with the patented design. See Arminak, 501 F.3d at 1319. ("We review a grant of summary judgment de novo, reviewing the record and drawing all reasonable inferences in the nonmovant's favor to determine whether there is a genuine issue as to any material fact"). However, after Egyptian Goddess, the Federal Circuit continued to apply the same standard. See International Seaway Trading Corp. v. Walgreens Corp., 589 F.3d 1233, 1243
As discussed above, the initial determination is whether the accused bowl is even within the limitations on scope plaintiff imposed through his patent drawings. That is because the claimed patent is for a design, and thus by its nature it has no scope beyond the drawings of the patent itself. See In re Mann, 861 F.2d 1581, 1582 (Fed.Cir.1988) ("Design patents have almost no scope. The claim at bar, as in all design cases, is limited to what is shown in the application drawings").
The court concludes that the claimed design is for a toilet with encircling beads, a stepped-down pedestal, a protruding Adam's Apple,
In a case raising similar issues, the Federal Circuit explained its conclusion as follows:
Elmer, 67 F.3d at 1577 (citation omitted) (emphasis in text). Similarly, because the 'D254 Patent discloses no other design, the court interprets the claim as being limited to a design that includes among its ornamental features: encircling beads around
By way of comparison, issues like the count of the beads, the width of the throat, the degree to which the Adam's Apple protrudes (that is, how far it protrudes beyond the rim), the stubbiness or elongation of the key-shaped pedestal, and the extent of the bowl's curvature (as opposed to the fact of curvature), are the types of variances that perhaps could fall within the "colorable imitation" of the claimed patent.
Plaintiff has submitted documents that compare: (1) the 'D254 Patent drawings with photos of the accused bowl (ECF No. 50-10); and (2) photos of the embodiment of the 'D254 Patent with photos of the accused bowl (ECF No. 50-11). Defendant does not dispute that these drawings and photos accurately depict the claimed and accused bowls.
The photos show that the accused bowl has no beads around its rim, that it has a pedestal without the stepped-down design (although it is key-shaped), and that its Adams Apple does not protrude beyond the rim of the toilet.
Neither side has argued that plaintiff was somehow precluded from disclosing alternate designs that would have covered defendant's accused bowl, yet he chose not to include them in his design patent.
By omitting these alternate designs, plaintiff limited the coverage of his patent to the features shown in the drawings. Elmer, 67 F.3d at 1577. The accused bowl does not contain the beads, the stepped-down pedestal, or the protruding Adam's Apple, all of which limit the scope of the claimed patent.
Plaintiff argues that the fact-finder must consider the design as a whole, rather than focusing on individual design elements. See OddzOn, 122 F.3d at 1404.
The court has not thoroughly described the prior art submitted by the parties, referring to it only in passing. That is because the patent drawings on their face make clear that the claimed design does not encompass defendant's bead-less toilet design in which the protruding Adam's Apple and the stepped-down pedestal are absent:
Egyptian Goddess, 543 F.3d at 678. However, an examination of the prior art submitted by the parties only highlights the design features, since they are present in some prior art, and absent in others.
As an alternative ground in opposing to plaintiff's summary judgment motion, defendant briefly asserts that plaintiff's patent is invalid for obviousness. Because the court denies plaintiffs' summary judgment motion on the grounds that defendant has not infringed the patent, it need not consider this alternate argument. The court notes that defendant has not sought a declaration of invalidity in its own summary judgment motion.
For the foregoing reasons:
1. Defendant's motion for summary judgment (ECF No. 51), is
2. Plaintiff's motion for summary judgment (ECF No. 50), is
3. The Clerk is directed to
IT IS SO ORDERED.
The en banc court in Egyptian Goddess expressly did away with the "point of novelty" test. Nevertheless, the main legal argument of defendant in this case is that the court must apply the "point of novelty" test. See Defendant's Motion for Summary Judgment (ECF No. 51-1) at 8-9. Plaintiff naturally makes much of this. However, defendant goes on to ignore that test and instead argues that there is no infringement under the "ordinary observer" test. See id., at 9-17. Accordingly, the court will overlook defendant's supposed reliance upon the "point of novelty" test.